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Securities regulation in the United States
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#	Item
861	Unclassified DAF/CA/CG[removed]FINAL Organisation de Coopération et de Développement Économiques Organisation for Economic Co-operation and Development Add to Reading List Source URL: world-exchanges.org Language: English - Date: 2014-08-06 09:23:42 NYSE Euronext Self-regulatory organizations Financial regulation United States securities law Corporate governance Stock exchange London Stock Exchange Securities regulation in the United States Australian Securities Exchange Business Financial economics Stock market
862	Cooperative Capital Markets Regulatory System Governance and Legislative Framework NATIONAL BUSINESS LAW SECTION AND CANADIAN CORPORATE COUNSEL ASSOCIATION CANADIAN BAR ASSOCIATION Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 14:04:04 United States securities law Business Financial economics 73rd United States Congress Canadian law Canadian securities regulation Securities Act Securities regulation in the United States Financial regulation United States Securities and Exchange Commission Law Corporations law
863	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 17, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: jenner.com Language: English - Date: 2014-12-15 11:38:03 United States Securities and Exchange Commission Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Security Financial economics Investment Government United States securities law FLIR Systems 73rd United States Congress
864	Extraterritorial Application of Dodd-Frank Whistleblower Statute in $30-35 Million Reward Add to Reading List Source URL: www.fas.org Language: English - Date: 2014-12-09 15:51:53 Freedom of speech Labour law Whistleblower Business Financial regulation Human resource management U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Business ethics Anti-corporate activism Dissent
865	Microsoft Word[removed]body.doc Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-12-11 10:33:13 Financial services Collective investment schemes Funds Securities Mutual fund U.S. Securities and Exchange Commission Rate of return Prospectus Securities regulation in the United States Financial economics Investment Finance
866	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 30, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-31 10:12:25 Finance Financial Industry Regulatory Authority Securities Exchange Act Registered representative U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States Broker-dealer Security United States securities law Financial economics Financial system
867	Kenmar Associates Investor Education and Protection October 1, 2014 Comments on the consultation draft of the Provincial Capital Markets Act (PCMA) and the consultation draft of the federal Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 16:46:17 Investment Canadian law Canadian securities regulation Financial regulation Investor education Ontario Securities Commission Securities regulation in the United States Investor Securities Commission of New Zealand Financial economics Securities Economics
868	REVISED PROPOSED REGULATION OF THE COMMISSIONER OF FINANCIAL INSTITUTIONS LCB File No. R080-14 December 4, 2014 EXPLANATION – Matter in italics is new; matter in brackets [omitted material] is material to be omitted. Add to Reading List Source URL: www.leg.state.nv.us Language: English - Date: 2014-12-05 12:04:03 New Deal Securities Act United States Securities and Exchange Commission Trust law Law United States securities law 73rd United States Congress
869	Blanket Order No. 32 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF NATIONAL POLICY STATEMENT NO. 47 AND Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:09 Finance United States securities law Investment United States Securities and Exchange Commission 73rd United States Congress Securities Act Prospectus Underwriting Regulation S-K Financial economics Securities Stock market
870	The Ontario Securities Commission OSC Bulletin December 30, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-12-30 10:47:43 Business International Financial Reporting Standards Securities regulation in the United States Securities Act Financial statement Indian Accounting Standards Accountancy Finance Financial regulation

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